Federal Compliance Works against Education Policy Goals
SeriesNo. 6, July 2011
While the federal government spends billions of dollars every year on federal education programs, federal policymakers and education advocates often lament that these programs do not achieve their intended results--specifically, increasing student academic achievement. To address this problem, policymakers and advocates typically debate the merits and drawbacks of broad federal education policies and various educational approaches, without examining the underlying federal compliance framework that directly impacts whether and how these policies can be carried out by states and school districts. Reforming little-known and little-understood federal compliance rules could lead to far better educational outcomes than broad changes in federal policy alone. Addressing these rules will improve conditions so schools and school districts can successfully implement programs that will raise student achievement. :
Federal fiscal compliance rules can stifle innovation and hinder federal education programs from achieving their goals. States have authority and responsibility over how federal education programs are implemented and must repay federal money if districts spend funds incorrectly; thus, states often impose more restrictive rules than federal law requires. Congress and education policymakers should clarify and streamline these compliance requirements so schools can focus less on compliance and more on raising student achievement.Policymakers' discussions of "regulatory reform" often overlook fiscal and administrative compliance requirements that impact the day-to-day implementation of federal programs. This happens for two reasons. First, these compliance rules, by themselves, appear to be far removed from traditional education policy discussions, until one considers how they stifle effective programs. Second, states and districts are reluctant to raise questions or concerns about these requirements because they do not want to bring additional scrutiny to themselves. In this environment, it is critical for federal policymakers and education advocates to closely examine compliance rules and understand how they unintentionally hinder good program implementation.
In this Outlook , we provide examples of how the current compliance framework is often disconnected from larger federal policy goals and--perhaps more importantly--can get in the way of states and districts trying to implement solutions that would lead to improved educational outcomes.
Layered Process Audit - News
[13] These monitoring findings, along with concerns about other compliance requirements based on audit findings from the OIG and other entities, have pushed many states to gather a significant amount of information through the application process.
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Youtube: Layered Audit Process (Training Documentation incl. free download) -
Youtube: Layered Audit Process (Training Documentation incl. free download) - Layered Process Audit - Bookshelf
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